Janus Henderson Investors Team Assistant - Risk & Compliance in London, United Kingdom
Janus Henderson Global Investors is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a broad range of actively managed funds.
We provide our institutional, retail and high net-worth individuals with access to skilled investment professionals representing a broad range of asset classes including, equities, fixed income, multi asset and alternatives.
We are a team of independent thinkers who work tirelessly to help our clients achieve their goals – and we do it by fostering an energetic and collaborative culture that ensures our people love the place they work.
Headquartered in London, Janus Henderson is a truly global asset manager with a diverse geographic footprint, managing assets from 27 offices globally and employing more than 2,000 staff.
Title: Team Assistant – Risk & Compliance
The Risk & Compliance Function, which comprises Investment Risk, Operational Risk, Credit Risk and Compliance, forms the second line of defence in Janus Henderson’s global risk management framework. The Risk and Compliance function monitor the financial, operational and regulatory risks in the business and the related controls in place to manage these risks. These functions provide independent oversight of the risk management performed by the first line businesses.
The Function comprises around 125 members of staff. Around 65 members of the Function are based in the London office.
Overview of the Role
To provide administrative support to London based members of the Global Management Team, who report to the Chief Risk Officer. Currently this includes the Head of EMEA Compliance, Global Head of Regulatory Developments, Head of Organisational Change, and the Senior Risk Advisor.
To provide general administrative support to the wider management team based in London. Currently this includes senior managers in the Enterprise, Credit, Derivatives and Investment Risk teams, plus the heads of Distribution Compliance, Investment Management Compliance, Business Continuity and the Money Laundering Reporting Officer (MLRO).
To act as an ambassador for the function, being a first point of contact for the Risk & Compliance function in London.
The role reports to the Risk and Compliance Business Manager, based in London.
Duties and Responsibilities
Specific responsibilities will vary from time to time to respond to business priorities, requiring a degree of flexibility from the role-holder. Prioritisation will be supported and overseen by the business manager. Duties and responsibilities are likely to be as described below:
Administrative support to members of the Global Management Team (based in London)
Diary management, prioritizing and filtering out non-essential meetings
Arranging internal and external meetings, conference and video calls
General secretarial and administrative support, including but not limited to: typing, PowerPoint presentations, telephone coverage and travel arrangements
Provide secretariat support to key team meetings as required (such as monthly EMEA risk or compliance team meetings). To include agenda setting, room bookings and meeting scheduling. This might include attendance at key meetings and is likely to include minute taking/action tracking
Administrative support to the wider management team (based in London)
Arranging team meetings, coordinating global attendees to ensure optimum time slots; logistics planning including set up and management of video-conferencing as required
Travel booking and management
Support on specific initiatives where extra administrative support is required (examples might include administration required to engage third party consultants, preparation for ICAAP completion etc.). This might include periods of significant meeting planning
Provide cover for the other administrative role in the risk and compliance function
Assumes additional duties as assigned
Technical Skills and Qualifications
Previous secretarial or administrative experience within a Financial Services environment
Advanced Word and PowerPoint, Intermediate Excel and competent at learning new IT applications
Good analytical skills and be able to present clear written and verbal reports
Excellent communication skills
Proactively able to build relationships both internally and externally; a real team player able to success in a busy and dynamic team environment
Good planning, organising and prioritising skills essential - ability to meet tight deadlines, juggling multiple demands – being adaptable and flexible to meet the needs of the team
Strong attention to detail
Ability to work on own initiative and be proactive to the needs of the team
Discreet and professional at all times
Ongoing competence in the role to be assessed by:
Annual Performance Appraisal
Completion of all assigned Compliance trainingCompliance RequirementsAt a minimum the role requires the individual to:
Place the interest of Janus Henderson’s Clients first and always act in accordance with TCF (Treating Customers Fairly) principles
Understand and comply with any federal, state, and foreign laws and regulations applicable for the role, and seeking the guidance of Compliance if this is unclear at any time
Understand and comply with all relevant Janus Henderson policies applicable for the role, and seeking the guidance of the relevant policy owner if this is unclear at any time.The individual in the role is ultimately accountable for his/her own actions and is responsible for seeking further information on any or all of the above as necessary.
Janus Henderson Investors (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson Investors at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investors' Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position. Janus Henderson Investors is an equal opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.