Janus Henderson Investors Manager, Investment Compliance in Denver, Colorado
Janus Henderson Global Investors is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a broad range of actively managed funds.
We provide our institutional, retail and high net-worth individuals with access to skilled investment professionals representing a broad range of asset classes including, equities, fixed income, multi asset and alternatives.
We are a team of independent thinkers who work tirelessly to help our clients achieve their goals – and we do it by fostering an energetic and collaborative culture that ensures our people love the place they work.
Headquartered in London, Janus Henderson is a truly global asset manager with a diverse geographic footprint, managing assets from 27 offices globally and employing more than 2,000 staff.
Overview of the Role
Responsible for taking a leading compliance role in cross-departmental projects and initiatives related to system migrations, workflows, reporting, data and overall enhancements to continuously improve oversight provided by the Investment Compliance team. The successful candidate will use their leadership experience, compliance background, relationship building capabilities and tech-savvy ideas, to enhance pre- and post- trade compliance monitoring and forensic reporting. They will also build trust and develop relationships with key internal stakeholders including technology, trading, project management and trade support staff.
Duties and Responsibilities
Take a leading role in the current Charles River (CRD) migration project; ensuring compliance related data and tests are properly coded and represented in the target environment through comprehensive testing.
Take a leading role in the upcoming CRD decommission and migration of reports utilized for monitoring.
Take a leading role in the upcoming CRD upgrade and requirements planning.
Represent Investment Compliance in project and data meetings related to systems and workflows.
Partner with IT and other internal business partners to ensure compliance requirements, workflows and enhancements are thoroughly tested and implemented.
Support and improve daily monitoring within CRD to reduce manual work and increase efficiency.
Establish and maintain relationships with senior management across the business and within Compliance globally.
Technical Skills and Qualifications
Advanced working knowledge of Charles River, investment compliance methodologies and techniques necessary
Strong knowledge of equity and fixed income securities and derivatives products required
Significant compliance experience within asset management across a broad range of products and investment management disciplines
Report writing and technical experience a plus
Bachelor's degree and relevant industry experience required.
A minimum of 5 years asset management and/or financial services industry experience, preferably in Compliance.
Strong analytical skills, attention to detail and ability to exercise balanced judgment and decision making.
High energy, positive attitude, enthusiastic, professional, with a strong work ethic.
Excellent communication and influencing skills - ability to manage client expectations and competing priorities.
Solid knowledge of fund management processes, instruments, products and funds.
Proficient computer skills including trading systems and tools, Microsoft Office, particularly Word, Excel and Outlook.
Good planning, prioritization, problem solving and organizational skills.
Working Environment/Physical Activities
Overtime may be required on short notice and may include evening, weekend, holiday hours.
Typical office environment with telephone, desktop computer, copier.
Janus Henderson Investors (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson Investors at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investors' Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position. Janus Henderson Investors is an equal opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.